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| 2002-2003 Instructions | Libraries in the ARL Data Files, 1992-98 | CEAL Statistics Database | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Instructions for 2002-2003 Online Forms (Oct., 2003) FY
2002-2003 Online input/edit time frame:
Oct. 21 - Dec.
12, 2003.
General Instructions: Definitions of the statistical categories used in this questionnaire are based on American National Standard for Library and Information Sciences and Related Publishing Practices-Library Statistics. Z39.7-1995. The questionnaire assumes a fiscal year from July 1, 2002 to June 30, 2003. Please do not use decimals unless instructed otherwise. All figures should be rounded to the nearest whole number. Non-CJK items in this survey refer to materials in non-CJK languages. All currency should be converted to US dollars. Please cooperate with all branch libraries and report one combined library statistics for each institution. An exception is given for law libraries. If an appropriate entry is zero or none, use 0. Please use the automatic sum functions that are supplied by the application. Leave all SubTotals and Totals BLANK. CEAL Statistics Database : http://www.lib.ku.edu/ceal
Entry Form (listed in sequence of tables published in JEAL) Note:
The application will calculate all SubTotals (bold fields) automatically
if you leave them BLANK (zero "0" is not a blank value).
When you change a previous input, you need to BLANK out the previous
total or subtotal for the application to re-calculate a new total. Although
you can supply your own totals, it is best to use the automated calculation
feature for data integrity. All Canadian currency needs to be converted into U.S. Dollars. Serials Subscriptions and Non Purchased Serials Form (title counts) Holdings of Other Materials Form Unprocessed Backlog Materials Form (volumes or pieces) Fiscal Support Form (rev. Dec. 3, 2002) Electronic Resources Form (rev. Dec. 14, 2003) Library Information Form (update library Information) Previous Monographs and Bound Serials Holdings Held by the library can be found at http://www.lib.ku.edu/ceal/Stat/20012002/cealstat01_02.pdf (pp. 1-3, Table 1) Include duplicates and bound volumes of periodicals. For purposes of this questionnaire, unclassified bound serials arranged in alphabetical order are considered cataloged. Exclude microforms, maps, non print materials, and un-cataloged items. See the ANSI Z39.7-1995
definition for volume as follows: Volume.
A single physical unit of any printed, typewritten, handwritten,
mimeographed, or processed work, distinguished from other units by a
separate binding, encasement, portfolio, or other clear distinction,
which has been cataloged, classified, and made ready for use, and which
is typically the unit used to charge circulation transactions. Either
a serial volume is bound, or it comprises the serial issues that would
be bound together if the library bound all serials. Volumes added: Include only volumes cataloged, classified, and made ready for use. 01.
Previous Chinese*: (integer amount e.g.
70)
02.
Previous Japanese*: (integer amount e.g.
70)
03.
Previous Korean*: (integer amount e.g.
70)
04.
Previous NonCJK: (integer amount e.g. 70)
05.
Previous Sub Total*: (01 + 02 + 03
+ 04) Leave the field BLANK and the application
will sum up the total.
06.
Added Chinese
07.
Added Japanese
08.
Added Korean
09.
Added NonCJK
10.
Added Sub Total: (06 + 07 + 08 + 09)
Leave the field BLANK and the application
will sum up the total.
11.
Withdrawn Chinese
12.
Withdrawn Japanese
13.
Withdrawn Korean
14.
Withdrawn NonCJK
15.
Withdrawn Sub Total: (11 + 12 + 13
+ 14) Leave the field BLANK and the application
will sum up the total.
16.
Grand Total*: (05 + 10 - 15)
Leave the field BLANK and the application will sum
up the total.
Note: This questionnaire is concerned with volumes purchased rather than volumes received or cataloged. Monographic
volumes purchased: Report
number of titles (if available) and volumes purchased. Include all titles
and volumes for which an expenditure was made during the report year,
including titles and volumes paid for in advance but not received during
the fiscal year. Include monographs in series and continuations.
01.
Purchased Title Chinese: integer amount
e.g. 70
02.
Purchased Title Japanese: integer amount
e.g. 70
03.
Purchased Title Korean: integer amount
e.g. 70
04.
Purchased Title NonCJK: integer amount
e.g. 70
05.
Purchased Title SubTotal: (01 + 02
+ 03 + 04) Leave the field BLANK and the
application will sum up the total.
06.
Purchase Volume Chinese:
07.
Purchased Volume Japanese:
08.
Purchased Volume Korean:
09.
Purchased Volume NonCJK:
10.
Purchased Volume Sub Total: (06 + 07
+ 08 + 09) Leave the field BLANK and the
application will sum up the total.
11.
NonPurchased Title Chinese: Gift titles
12.
NonPurchased Title Japanese
13.
NonPurchased Title Korean
14.
NonPurchased Title NonCJK
15.
NonPurchased Title SubTotal:(11 + 12
+ 13 + 14) Leave the field BLANK and the
application will sum up the total.
16.
NonPurchased Volume Chinese: Gift volumes and Bindery returned periodical
added volumes
17.
NonPurchased Volume Japanese
18.
NonPurchased Volume Korean
19.
NonPurchased Volume NonCJK
20.
NonPurchased Volume SubTotal: (16 +
17 + 18 + 19) Leave the field BLANK and the
application will sum up the total.
21.
Title Total :(05 + 15) Leave
the field BLANK and the application will sum up the total.
22. Volume Total: (10 + 20) Leave the field BLANK and the application will sum up the total. Report
the total number (in title) of subscriptions. Include duplicate
subscriptions.
Exclude
monographic and publishers' series.
See the ANSI Z39.7-1995 definition for serial as follows: Serial. A publication in any medium issued in successive parts bearing numerical or chronological designations and intended to be continued indefinitely. This definition includes periodicals, newspapers, and annuals (reports, yearbooks, etc.); the journals, memoirs, proceedings, transactions, etc. of societies; and numbered monographic series. 01.
Purchased Chinese (integer
amount e.g. 70)
02.
Purchased Japanese (integer
amount e.g. 70)
03.
Purchased Korean (integer
amount e.g. 70)
04.
Purchased NonCJK (integer
amount e.g. 70)
05.
Purchased Total (01
+ 02 + 03 + 04)
Leave the field BLANK and the application will sum up the total.
Serials Not
purchased: If separate counts of non-purchased and purchased serials
are not available, report only the total Number (Titles) of current
serials subscribed and received on line 15, and others "0".
07.
Non Purchased Japanese
08.
Non Purchased Korean
09.
Non Purchased NonCJK
10.
Non Purchased Total (06
+ 07 + 08 + 09)
Leave
the field BLANK and the application will sum up the total.
11.
Total Chinese (01
+ 06) Leave
the field BLANK and the application will sum up the total.
12.
Total Japanese (02
+ 07)
Leave the field BLANK and the application will sum up the total.
13.
Total Korean (03
+ 08) Leave
the field BLANK and the application will sum up the total.
14.
Total NonCJK (04
+ 09)
Leave the field BLANK and the application will sum up the total.
15.
Grand Total (05
+ 10) Leave
the field BLANK and the application will sum up the total.
The
Computer files have been included in the new Electronic Resources Form
since 2001.
Microforms. Report the total number of physical units: reels of microfilm, microcards, microprint and microfiche sheets. 01. Microform Chinese: (integer
amount e.g. 70)
02. Microform Japanese:
(integer amount e.g. 70)
03. Microform Korean: (integer
amount e.g. 70)
04. Microform NonCJK:
(integer amount e.g. 70)
05. Microform SubTotal
(01 + 02 + 03 + 04)
Leave the field BLANK and the application
will sum up the total.
Cartographic
and graphic materials:
Include
the numbers of pieces of two- and three- dimensional maps and globes.
Include satellite and aerial photographs and images. Include
the number of pieces of prints, pictures, photographs,
ides,
transparencies, film strips, and the like.
06. Graphic Chinese
07. Graphic Japanese
08. Graphic Korean
09. Graphic NonCJK
10. Graphic SubTotal (06
+ 07+ 08 + 09) Leave
the field BLANK and the application will sum up the total.
Audio,
film and video materials.
Include the number of pieces of audio cassettes, phono discs, audio compact discs, reel-to-reel tapes, and other sound recordings. Include the number of pieces of motion pictures, video cassettes, video laser discs, and similar visual materials. 11. Audio Chinese
12. Audio Japanese
13. Audio Korean
14. Audio NonCJK
15. Audio SubTotal:
(11
+ 12 + 13 + 14)
Leave the field BLANK and the application will sum up the total.
16. Video Chinese
17. Video Japanese
18. Video Korean
19. Video NonCJK
20. Video SubTotal:
(16
+ 17 + 18 + 19)
Leave the field BLANK and the application will sum up the
total.
21. DVD Chinese
22. DVD Japanese
23. DVD Korean
24. DVD NonCJK
25. DVD SubTotal: (21 + 22 + 23 + 24) Leave the field BLANK and the application will sum up the total. 26. Other Holdings Total : ( 05 + 10 + 15 + 20 + 25 ) Leave the field BLANK and the application will sum up the total. Report
only number of volumes, pieces, etc. that are backlogged.
Include materials in all formats.
01.
Unprocessed Chinese: (integer
amount e.g. 70)
02.
Unprocessed Japanese: (integer
amount e.g. 70)
03.
Unprocessed Korean: (integer
amount e.g. 70)
04.
Unprocessed NonCJK (integer
amount e.g. 70)
05. Unprocessed Total (01 + 02 + 03 + 04) Leave the field BLANK and the application will sum up the total.
Appropriations.
Report
funds from the library for monographs, serials, and other materials for
CJK and non-CJK languages. If figures for specific language area are not
available, report only in total.
01.
Chinese Appropriations Monographic (currency
amount e.g. 123.50, 7600.70)
02.
Chinese Appropriations Serial (currency
amount e.g. 123.50, 7600.70)
03.
Chinese Appropriations Other Materials
(currency
amount e.g. 123.50, 7600.70)
04. Chinese Appropriations Electronic Resources (currency amount e.g. 123.50, 7600.70) 05. Chinese Appropriations Total (01 + 02 + 03 +04) Leave the field BLANK and the application will sum up the total. 06.
Japanese Appropriations Monographic
07.
Japanese Appropriations Serial
08.
Japanese Appropriations Other Materials
09. Japanese Appropriations
Electronic Resources 10.
Japanese Appropriations Total (06
+ 07+08 +09) Leave
the field BLANK and the application will sum up the total.
11.
Korean Appropriations Monographic
12.
Korean Appropriations Serial
13.
Korean Appropriations Other Materials
14.
Korean Appropriations Electronic Resources
15. Korean Appropriations Total (11 + 12 + 13 + 14) Leave the field BLANK and the application will sum up the total. 16.
NonCJK Appropriations Monographic
17.
NonCJK Appropriations Serial
18.
NonCJK Appropriations Other Materials
19.
NonCJK Appropriations Electronic Resources
20.
NonCJK Appropriations Total (16
+ 17 + 18 + 19) Leave
the field BLANK and the application will sum up the total.
21. Total
Appropriations (05
+ 10 + 15 + 20) Leave the field BLANK
and the application will sum up the total.
Endowments. Report funds from endowments. If figures for specific area studies are not available, report only total. 22. Chinese Endowments
23.
Japanese Endowments
24.
Korean Endowments
25. Endowments Total (22 + 23 + 24) Leave the field BLANK and the application will sum up the total. Grants. Report
funds from grants. If figures for specific area studies are not available,
report only total.
26. Chinese Grants 27.
Japanese Grants
28. Korean Grants 29. Grants Total (26 + 27 + 28) Leave the field BLANK and the application will sum up the total. East Asian program support.
Report funds from East Asian program. If figures for specific area studies are not available, report only total.
30. Chinese East Asian Program Support 31.
Japanese East Asian Program Support
32.
Korean East Asian Program Support
33.
East Asian Program Support Total (30
+ 31 + 32) Leave
the field BLANK and the application will sum up the total.
34. Total Acquisitions Budget (21 + 25 + 29 + 33) Leave the field BLANK and the application will sum up the total. Report
the number of staff in filled positions or positions that are only temporarily
vacant.
Report
full-time equivalents (FTE) of part time employees.
Estimate percentiles worked under each CJK language category for
employees working for more than one language. Report in decimals.
01.
Professional Chinese (integer or decimal e.g.
10, 0.4, 5.4)
02.
Professional Japanese (integer or decimal e.g.
10, 0.4, 5.4)
03.
Professional Korean (integer or decimal e.g.
10, 0.4, 5.4)
04.
Professional Total (01
+ 02 + 03) Leave
the field BLANK and the application will sum up the total.
05.
Support Chinese
06.
Support Japanese
07.
Support Korean
08.
Support Total (05
+ 06 + 07) Leave the field BLANK
and the application will sum up the total.
09.
Student Chinese
10.
Student Japanese
11.
Student Korean
12.
Student Total (09 + 10 + 11)
Leave the field BLANK
and the application will sum up the total.
Others, FTE. Report the number of staff in the parent institution significantly involved in processing and servicing East Asian materials or hired for special projects. 13.
Other
14.
Total Personnel (04 + 08 + 12 + 13)
Leave the field
BLANK and the application will sum up the total.
Number
of library presentations. Report the number of presentations given
by East Asian staff for instruction, orientation, or public relation purposes,
including library tours. Sampling and/or estimation is acceptable.
01. Library Presentations
(Report the total number
of participants in presentations reported in 01).
Reference transactions.
Report the total number of reference transactions handled in person,
online or over the telephone. Total
circulation. Report the
total number of initial circulations, renewals, reserve and special collection
circulations if applicable and available.
04.
Total Circulations
Interlibrary
loans. Report the numbers of filled and unfilled requests provided
to and received from other libraries. When appropriate, includes document delivery statistics.
05.
Lending Request Filled
06.
Lending Request Unfilled
07.
Borrowing Request Filled
08. Borrowing Request Unfilled Electronic Resources Form (new since 00/01-)
Questions 1 and 2 are intended to gather a complete picture of collection for electronic resources. Please use the Comments section to indicate any comments and suggestions that you believe are not covered by these questions.For each question, use the following general inclusion and exclusion guidelines: Include: electronic indexes and reference tools, electronic full-text periodical collections and electronic journal back-files and online searches of remote databases -- whether accessed remotely or installed locally from CD-ROM, magnetic tapes, magnetic disks, etc.
Also include: materials purchased jointly with other institutions if such expenditures can be separated from other charges for joint services; fees paid to bibliographic utilities if the portion paid for computer files and search services can be separately counted; and equipment costs when they are inseparably bundled into the price of the information product. Note: Electronic resources expenditures have been moved to the Fiscal Support Form (2002-) under C, J, K language appropriations. However, a total expenditures on electronic resources of the statistical year is required in this form. Exclude: bibliographic utilities, networks, and consortia that are unrelated to end-user database access, which should be reported in the Library Information Form; and library system software and software used only by the library staff. 1.
COMPUTER FILES
1.1
Computer Files (one-time/monographic purchase)
Comments
and/or Footnotes for 1.1
Report the numbers of
titles and expenditures of computer files that are not current serials
(e.g. are non-subscription, one-time, or monographic in nature) for
software and machine-readable materials considered part of the collections.
Include CD-ROMs that were reported previously in “Other Library
Materials” of the CEAL Statistics Questionnaire.
Examples include periodical backfiles, literature collections, such as Ershiwu shi 二十五史 (by Jinan Huiwei), Si ku quan shu 四庫全書 (CD-ROM), Si ku quan shu wang luo ban 四庫全書网絡版, Zhongguo bai ke da ci dian 中国百科大辞典, Zhonghua buo shuo shi lun wen jian suo guang die (Chinese Dissertation Reference CD) 中華博碩士論文檢索光碟, Genji mongogatari honbun kenkyu deta besu, Kugyok Choson wangjo sillok= Annals of the Chosun dynasty, Hanguk hyondae munhak 100-yon = Korean modern literature 100 years, Koryo taejanggyong 高麗大藏經 1.2
Computer Files (Accompaning monographic purchase or serials subscription)
Comments and/or Footnotes for 1.2
Include CD-ROMs that accompany a primary format such as printed serials subscriptions and monographic purchases. Examples such as CDs come with Japanese government’s annual hakusho (白書), Chinese yearbook (nian jian 年鉴), and Korean periodical title of Shin Donga (新東亞). These expenditures have already been included in either monographic or serials subscriptions. 1.3
Computer Files (One time gift items that come either alone or accompanying
a gift monograph)
Comments and/or Footnotes for 1.3
Include gift items that were not included in subscriptions in 1.1 nor 1.2. Examples such as Dazheng xin xiu Dazangjing (大正新脩大藏經) by CBETA電子佛典系列; Bakumatsu Meiji-ki kaigai tokÇsha rai-Nichi gaikokujin (幕末明治期海外渡航者来日外国人) by Kanazawa KÇgyÇ Daigaku. 1.4 Total Computer Files (1.1+1.2+1.3)
Comments and/or Footnotes for 1.4 1.5 Previous
Total Computer Files (Prior to the Current Year) (new
2002-)
Comments
and/or Footnotes for 1.5 2. ELECTRONIC DATABASES AND SERIALS (remote access on-going/leases/subscriptions) Report the numbers of titles and subscription expenditures (or those which are expected to be ongoing commitments) for serial publications whose primary format is electronic and for online searches of remote databases. Exclude print serials that are accompanied by CD-ROMs. (use 1.2). Examples include paid subscriptions for electronic journals and indexes/abstracts available via the Internet, CD-ROM serials and annual access fees for resources purchased on a “one-time” basis, such as literature collections, etc. See 2.1 and 2.2 for details. 2.1 Electronic
databases indexes and reference tools
Comments
and/or Footnotes for 2.1
Include
subscription expenditures for purchase of or access to
reference tools such as encyclopedias, almanacs, indexes and abstracts.
Exclude expenditures for indexes and abstracts which include
substantial access to ASCII text or full images of serial content,
which should be reported in 2.2. In 2.1, the Primary content is of abstract
or index in nature.
Examples such as Ren Da fu yin bao kan zi liao suo yin 人大复印报刊资料索引, Da lu ren wen she hui qi kan mu ci suo yin zi liao ku 大陆人文社会期刊目次索引资料库 , Index to Chinese periodical literature 中文期刊文獻索引 (1993-), MagazinePlus <http://web.nichigai.co.jp/>, Sanseido jirin, Chonggi Kanhaengmul Kisa Saegin, Hanguk Paksa mit Soksa hagwi nonmun chong mongnok, Harvard Korean studies bibliography, etc. 2.2 Electronic
full-text database and periodicals
Comments
and/or Footnotes for 2.2
Include:
subscription expenditures for access to electronic versions of scholarly
journals unless inseparably bundled with print subscription costs; expenditures
for e-journals aggregation services; expenditures for indexes
and abstracts that include substantial access to the ASCII text or full
images of serial content; annual access fees for resources purchased
on a one-time basis, such as literature collections, etc.
Examples: Ren min ri bao
人民日報綜合数据庫,
Ren da fu yin bao kan zi liao quan wen shu ju guang pan 人大复印报刊资料全文数据光盘
Zhongguo qi kan quan wen shu ju ku
(Chinese Academic Journals)中国期刊全文数据库,
NACSIS ELS, Hanguk Chongchi Hakhoe po, Choson ilbo, Changjak kwa pipyong.
NOTE: Combine 2.1 and 2.2 data and figures above. Report the total in 2.3.
2.3
Electronic Subscriptions Total (2.1 + 2.2)
Comments
and/or footnotes for 2.3
3. TOTAL Electronic Resources Expenditures (1.4 + 2.3)
Comments and/or Footnotes for 3 Change
Institution Information:
This will lead you to the Library Information Form and allow you to update your own library information Previously participated libraries consult information of name, library
number, type, and region at: Library
Name: The names of libraries in the
pull down list. Use the short
name instead of full name: Kansas instead of the University of Kansas.
Library Type (Typ):
Choose one from the pull-down list: http://www.lib.ku.edu/ceal/stat/20012002/cealstat01_02.pdf
(Appendix I, p. 23-24)
Library
Region (Reg): Choose one from the pull-down list.
For individual library region code see http://www.lib.ku.edu/ceal/stat/20012002/cealstat01_02.pdf
(Appendix I, p. 23-24)
Law
library included (LAW):
Choose
Yes or No
from the pull down list to indicate whether a law library is included
in the reported data.
Medical
library included (MED):
Choose
Yes or No
from the pull down list to indicate whether a medical library is included.
Submitted
by (Name): First Name and Last Name.
Position
Title currently held by the one who submits data:
e.g. Head, Asian Library
Phone
Number (with Area Code): e.g.
(234) 123-4567
E-mail
Address: e.g.
user@server.edu
Fax
Number (with Area Code):
e.g. (123) 123-6789
Bibliographic
Utilities: e.g. OCLC, RLG, etc.
Networks
or Consortia: e.g. Ohiolink, Illinet, GWLA,
etc.
Integrated
System Vendor: e.g. Sirsis, DRA, Ex-Libris-USA, Endeavor, etc.
OPAC
Capability of CJK Display: Choose Yes
or No from the pull-down list
Library
HomePage: e.g.
http://www.server.edu
Library Online Catalog: URL of your library online catalog: e.g. http://www.library_catalog.server.edu To
increase security, please choose a password that does not relate directly
to you. Do not use your first name or birthday.
Your password is NOT case sensitive. You can use both numeric and
character values.
CEAL Statistics Committee Vickie
Fu Doll (vdoll[use"@"]ku.edu)
Calvin Hsu (hsucal[use"@"]umich.edu) Fung-yin Kuo Simpson (fyks[use"@"]uiuc.edu)
CEAL Statistics
Home Page: http://www.lib.ku.edu/ceal/stat
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